Piedmont Street Management: Registered Investment Adviser
85 Piedmont Street
San Francisco, CA 94117
(415) 731-2944
JimEyres@pstmgt.com
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Background & Credentials Our Approach Topics to Consider Questionnaire
CFP Disclosure

Certified Financial Planner Practitioner
Disclosure Form


Part I. Relationships Which May Compromise the CFP’s Objectivity or Independence

We have no corporate or other relationship which may compromise my objectivity or independence.


Part II. Material Information Relative to the Professional Relationship

A. Basic Philosophy of the CFP in Working With Clients:

Our approach to personal financial planning is to obtain from each client significant financial and other information including attitudes, goals, and objectives; to analyze the information obtained in order to develop alternatives for your consideration; to educate each client about the implications of selecting a particular alternative; to implement the alternative selected by the client; and to periodically update the plan adopted. It is my goal to become your chief financial adviser and to coordinate the efforts of your other advisers in your best interests. We want you to be educated about your own financial affairs and to take an active role in managing them.

B. Philosophy, Theory and / or Principles of Financial Planning which will be Used:

Our philosophy of financial planning is to gather adequate reliable information about a client's personal financial situation; to determine the client's goals and objectives, time horizon, and risk tolerance; to analyze all of this information in an objective manner, and to develop recommendations for each client based upon this thorough analysis and in the interest of rendering disinterested advice. In a personal financial planning engagement, we endeavor to consistently act in the interest of the client and to place his or her interest ahead of our own. Moreover, we believe that each client should be both informed and proactively involved in his or her personal financial affairs. Accordingly, we believe in holding frequent meetings with each client to educate each about the financial planning process and his or her own financial situation.

C. Summarized Resume of James W. Eyres, Managing Director:

1. Educational Background:

Bachelor of Arts, Economics, University of Oregon, 1966 Master of Business Administration, Columbia University, 1968 Certificate in Personal Financial Planning, University of California, Berkeley Ext, 1995

2. Professional and Employment History:

Retired from Bank of America, San Francisco, where he served as a credit officer from 1970 to 1999. He was responsible for lending to companies in many different industries including shipping, oil, retailing, insurance, and securities.

3. Professional Designations and Licenses Held:

Certified Financial Planner, June 1996, number 056101
California Registered Investment Adviser

4. Areas of Competence and Specialization:

We concentrate on the areas of business consulting, investment management, retirement planning, and trust and estate planning. We also have some familiarity with the areas of tax, real estate, insurance, and benefit plans.

D. Description of the Financial Planning Services to be Provided:

See Receipt of Disclosures and Engagement.

E. Method of Compensation:

There will be no charge for the first meeting.

Compensation consulting and projects will be billed to you at a rate of $110 per hour.

Compensation for investment management will be billed to you at a rate of 3/4% (three quarters of one percent) per annum payable quarterly on the value of investments under management as of the end of each calendar quarter. Compensation rates may be changed in the future.

F. Compensation Arrangements:

The client will pay all fees. We will not receive any commissions or other income related to customer investments or holdings. Performance fees, if any, will be assessed in compliance with SEC Rule 205-3.

G. Agency or Employment Relationships:

We have no agency or other employment relationships.

H. Conflicts of Interest:

1. A conflict exists between the interests of Piedmont Street Management and your interests as client;

2. You as client are under no obligation to act upon our recommendations; and,

3. If you elect to act on any of the recommendations, you are under no obligation to effect the transaction through Piedmont Street Management. (Rule 260.235.2)

I. Other Material Information Relevant to the Professional Relationship:

None.

J. Information Required by all Laws Applicable to the Relationship:

Form ADV Part II offered annually to all investment management clients.
Information about this form:

This form provides for certain disclosures to clients (or potential clients) as required by the CFP Board of Standards Code of Ethics and Professional Responsibility. It is intended for use by those certified financial planner designees who provide personal financial planning services to clients for compensation. CFP designees may use this form, SEC Form ADV Part II, or a form of their own design or choosing as long as the required Code disclosures are included in whatever form is used by the CFP designee. Compliance with the client disclosure requirements of the Code of Ethics and Professional Responsibility is accomplished only when all material information relevant to the professional relationship (which includes everything required, pertinent and appropriate to the given client relationship) has been disclosed to the client or prospective client. Such disclosure should include, if material, 1) information about the financial condition of the CFP licensee and / or his or her firm which is reasonably likely to impair the ability of the CFP licensee to meet contractual commitments to the client and 2) any legal or disciplinary event relative to the CFP licensee that is material to a client's or potential client's evaluation of the CFP licensee's integrity or ability to meet contractual commitments to the client. Mere completion of a suggested disclosure form does not, in and of itself, constitute full compliance with the Code of Ethics disclosure requirements.

This Disclosure Form gives information about the CFP and certified financial planner licensee(s) and his/her/or their business. This information has not been reviewed, approved or verified by the CFP Board or by any governmental or self- regulatory authority. The CFP Board does not warrant the specific qualifications of individuals licensed to use its marks, nor does it warrant the correctness of advice or opinions provided.

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